Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
FICO Scores Poised to Change
By Bernice NapachThe creator of the FICO score is changing its methodology starting this summer.
January 22, 2020
Top Women in WealthTech 2020: Allison Couch Pratt of Advisor GroupAll of us, women and men, need to stop thinking of "technology" as a separate discipline or siloed "department," she said.
January 22, 2020
What's Behind the Wirehouse Headcount Drop?Recruiters discuss whether Merrill, Morgan Stanley, UBS and Wells Fargo are losing due to their own issues or to industry trends.
January 22, 2020
Top Women in WealthTech 2020: Salit Nagy-Todd of Raymond James"We need to take some personal responsibility to discuss the fact that there is room for women in tech," she said.
January 22, 2020
Top Women in WealthTech 2020: Miriam Manning of Commonwealth Financial"There has never been a better time for women to be part of WealthTech and innovation in financial services," she said.
January 22, 2020
Top Women in WealthTech 2020: Kit Lee of BNY Mellon's Pershing"Bottom line is that companies need to see diversity as an important part of their growth strategy and continue to invest in it," she said.
January 22, 2020
Top Women in WealthTech 2020: Doreen Griffith of Securities AmericaShe says the Next-Gen program of parent firm Ladenburg is in its third year and "makes a quantifiable difference."
January 22, 2020
Top Women in WealthTech 2020: Colleen Bell of Cambridge Investment ResearchIf technology can drive us to work, it should be able to tells clients when they are off course from meeting financial goals, she says.