Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
11 Best & Worst Broker-Dealers: Q2 Earnings, 2025
By Janet LevauxNine out of the 11 reporting firms in the sector announced improved results from a year ago.
August 01, 2025
LPL Says It's on Target for 90% Retention as It Closes Commonwealth DealAbout 80 advisors have moved from Commonwealth to other firms since April, according to data compiled by AdvizorPro.
July 31, 2025
Eagles Team Up with JanneyThe two Philadelphia-based groups will focus on promoting conversations about the importance of financial planning.
July 30, 2025
LPL Underpaid Employees, Lawsuit ClaimsAn LPL support specialist alleges the firm short-changes employees on sick pay, overtime and expense reimbursement.
July 21, 2025
Advisor and Retail Channels Driving Growth: SchwabCEO Rick Wurster made his comments after the firm posted stronger-than-estimated second-quarter earnings.
July 21, 2025
Schwab Expands Overnight TradingSchwab added popular ETFs to its overnight lineup, available through thinkorswim.
July 17, 2025
Cetera Launches Suite of AI-Powered ToolsThe firm says IntelligenceEngine combines advanced analytics, planning technology and client engagement tools.
July 16, 2025
Best & Worst BDs for Financial Advisor Satisfaction: J.D. Power, 2025Younger advisors want more support from their firms, the research group finds.