Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Fidelity: RIA Deals Accelerate in Q3
By Michael S. FischerIBDs, meanwhile, seem to have entered a consolidation period after two years of transformative transactions, Fidelity reports.
October 12, 2020
XYPN Rules Out Supreme Court Challenge to Reg BIXYPN has retained industry lobbyist Duane Thompson to help push for state-level fiduciary rules.
October 09, 2020
Raymond James Unit Adds $400M AdvisorReynaldo Figueredo joins Alex. Brown from Deutsche Bank, the former owner of the business unit.
October 09, 2020
YCharts Acquired by PE FirmEarlier investors in the analytics and charting firm include Morningstar, Hyde Park Angels, I2a and REV Venture Partners.
October 08, 2020
LPL to Add $14B Bank-Based Advisory GroupThe news comes two months after M&T Bank of Buffalo, New York, said its $20 billion wealth business would move onto the IBD's platform.
October 08, 2020
SEI Launches Investor Tax Savings Report for Advisors: Tech RoundupAlso, Advisor Group enhances its MyCMO marketing platform and JPMorgan teams with 55ip.
October 08, 2020
LPL Adds Health Care, Benefits Programs for AdvisorsPaychex has joined LPL's Vendor Affinity Program and is offering its services with no minimum employee requirements.
October 08, 2020
FINRA Postpones Arb Hearings for Rest of 2020Arbitrators are concerned about the safety of in-person hearings, FINRA says.