Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL's Kalbaugh Explains Why Nice Guys Finish First
By Janet LevauxThe executive, set to retire next month, highlights lessons learned over the past 14 years at LPL and his 32 years in the business.
February 11, 2021
LPL Rolls Out M&A ServicesThe new service, now offered to LPL-affiliated reps but targeted for non-LPL advisors down the road, aims to help both buyers and sellers.
February 09, 2021
Ameriprise Rolls Out 'Ultimate Advisor Partnership' StrategyThe firm's new go-to-market strategy is designed to help advisors "accelerate growth" and deliver a "referable level of service," it says.
February 08, 2021
LPL Plans to Sell Business Services to Outside AdvisorsThe firm also says it's retained Waddell & Reed advisors who manage about 80% of the unit's client assets.
February 08, 2021
Reddit GameStop Incident Could Spur Move to T+1Robinhood's CEO is pushing for a shorter trade settlement cycle, but it's not a quick change for the industry to make.
February 08, 2021
With Voya Deal, Cetera Nears 'Critical Mass' to Go Public: RecruiterBut a number of factors will determine Cetera's success at retaining Voya's 900 advisors, says recruiter Jon Henschen.
February 08, 2021
Cetera Acquires 900 Voya RepsThe Voya advisors, with $40 billion in assets, will join Cetera Advisor Networks.
February 07, 2021
Cetera in Talks to Buy Parts of Voya Financial Advisors"Whew. This would be a big deal. Literally. 1,600+ advisors at Voya?" asked financial planner and blogger Michael Kitces on Twitter.