Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Ceridian And USI Announce Referral Agreement
By Staff WriterNU Online News Service, Jan. 10, 2:07 p.m. -- Ceridian Corp., Minneapolis, and USI Holdings Corp., San Francisco, say they have negotiated a five-year ...
January 06, 2002
NASD: Don't Interfere With Accounts Following Brokers To New FirmsNASD: Don't Interfere With Accounts Following Brokers To New Firms ByThe National Association of Securities Dealers Inc., Washington, says it has adopted a new ...
December 26, 2001
NASD: Let Accounts Follow Brokers To New FirmsNU Online News Service, Dec. 26, 5:25 p.m. -- The National Association of Securities Dealers Inc., Washington, says it has adopted a new rule ...
December 17, 2001
Manulife Offers 401(k) Brokers Benefit Plan DatabaseNU Online News Service, Dec. 17, 1:46 p.m. -- Manulife Financial Corp., Toronto, is offering U.S. pension brokers free access to a Web-based benefit ...
December 13, 2001
** NU Co-Sponsors Benefits Broker Survey **NU Online News Service, Dec. 13, 5:33 p.m. -- The National Underwriter Company, Erlanger, Ky., and John Hewitt & Associates Inc., Portland, Maine, are ...
December 10, 2001
BSA: Broker Results Up In OctoberNU Online News Service, Dec. 10, 1:30 p.m. -- October benchmarks for broker-dealers rebounded strongly from September levels, reports the Bank Securities Association, Wayne, ...
December 06, 2001
Hewitt Schedules Disability ConferenceNU Online News Service, Dec. 6, 1:52 p.m. -- John Hewitt & Associates Inc., Portland, Maine, a disability risk management and consulting firm, will ...
November 30, 2001
Montana Official Raises Funds From Trial LawyersNU Online News Service, Nov. 30, 3:58 p.m. -- A letter from Montana Commissioner John Morrison to the insurance segment of the American Trial ...