Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Despite Noise Over McCarran Repeal, Enactment Is Unlikely
By Arthur D. PostalFor those insurance industry people old enough but still capable of remembering where they were when told that Elvis Presley had died, one of the ...
August 05, 2007
NAVA's Annuity Sales Processing Initiative Gets Another EndorsementThe Financial Services Institute has endorsed NAVA Inc.'s new straight-through processing initiative for selling annuities.Insurers and distributors that belong to NAVA, Reston, Va., developed the ...
August 05, 2007
NAVA's Annuity Sales Processing Initiative Gets Another EndorsementThe Financial Services Institute has endorsed NAVA Inc.'s new straight-through processing initiative for selling annuities.Insurers and distributors that belong to NAVA, Reston, Va., developed the ...
August 01, 2007
IA Readers Pick 17th Annual Broker/Dealers of the YearFor the 17th straight year, readers of Investment Advisor have chosen their Broker/Dealers of the Year in balloting that took place during the month of June at www.investmentadvisor.com. Nearly 6,000 representatives of independent broker/dealers cast ballots, judging their own broker/dealers in 14 separate areas--from the quality of home office personnel...
August 01, 2007
All-Time HighJune 2007 saw an increase of over 10,000 new jobs in our industry, says Jeff Testerman, vice president of BrokerHunter.com. This is the biggest increase...
August 01, 2007
News and ProductsNASD Chairman Mary Schapiro announced July 12 that the new self-regulatory organization formed by the consolidation of NASD and NYSE Member Regulation will be called...
August 01, 2007
Small by DesignAs we confirm our lunch appointment, Ted Charles comments on the famous selection of wine at 21 Club. We commiserate with one another that we...