Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Number One Among the Competition
By Staff WriterThe old Latin expression, "Nemo iudex in causa sua," aptly expresses the skepticism with which one must assess one's own reputation--"No one can judge in...
August 01, 2008
Not Slowing DownAs the biggest player in the independent broker/dealer space, LPL Financial would appear in the spotlight often enough for its sheer market share heft and...
July 31, 2008
Taking the Olympic spirit to your practiceThis month China will host a historic Olympic Games in Beijing. When I think of the Olympics, three major themes come to mind: Excellence, Competition, and Unity. These same attributes the athletes bring to the Games are both contained and needed
July 30, 2008
An Insider's View: Keith SingerFor this issue of Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Keith Singer, JD, CFP at Keith Singer Wealth Management in Boca Raton, Fla. to get his thoughts on compliance, suitability and senior
July 30, 2008
An Insider's View: Keith SingerFor this issue of Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Keith Singer, JD, CFP at Keith Singer Wealth Management in Boca Raton, Fla. to get his thoughts on compliance, suitability and senior
July 24, 2008
Hanging On to RetireesIf employers want to hold onto their employees, they have a narrow window of up to two years in which they may be able to change retiring workers' decisions by offering them a "toolkit" of incentives to remain with the company, according to results of a recent survey of the...
July 15, 2008
EPIC Signs CaliforniaChoiceCHOICE Administrators will be marketing a package of hearing benefits to California employers with 2 to 50 employees.CHOICE, a unit of Word & Brown Company, ...
July 02, 2008
BenefitMall Scoops Up BenefitPortCenterstone Insurance and Financial Services Inc. has acquired BenefitPort Southwest.BenefitPort, Fort Worth, Texas, is a general agency founded in 1985 that distributes individual, group and ...