Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
May 01, 2009
Stifel Nicolaus Buys Part of UBSSt. Louis-based Stifel, Nicolaus & company says it has reached a deal with UBS Financial Services to acquire up to 55 branches and 320 financial...
May 01, 2009
Group Think? The Financial Planning Association (FPA) is currently accepting nominations for its 2010 Board of Directors through July 16, 2009. Members of the FPA's 2009...
May 01, 2009
Broker/Dealer Briefing: John Simmers of INGJohn Simmers, who in his 30-year career helped consolidate ING's roster of broker/dealers into the four B/Ds that comprise the ING Advisors Network, has retired from the...
May 01, 2009
Commonwealth Shares Growth Strategies(San Diego) Commonwealth Financial Network highlighted both practical and emotional ways financial advisors can grow their business during the turmoil of 2009 at its recent...
May 01, 2009
Getting to Know YouYou're acquainted with "The Money Honey" on TV. Now meet "The Money Lady," CFP. That's what clients' kids duly dubbed financial advisor Amber Seale, 34, because...
May 01, 2009
B/D News & ProductsThe U.S. House of Representatives approved legislation in early April that would tie pay to performance at companies that have received direct capital investments under...
April 30, 2009
More e-mail marketing plans that work1 Plan for holidays and special occasions. Many marketers cash in big on holidays.