Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Robert McCann Goes to UBS as Merrill Lynch Re-Launches Brand
By Janet LevauxAfter several months of speculation and a legal dispute with his former employer, Bank of America-Merrill Lynch, Robert J. McCann is now CEO of...
October 27, 2009
Pick Your FrequencyClaims and counterclaims about the value of high-frequency trading filled the airwaves over the summer of 2009.
October 21, 2009
Five Questions for a Top Executive RecruiterA conversation on trends in advisor recruiting with Danny Sarch, president of Leitner Sarch Consultants.
October 20, 2009
House Panel Postpones Markup; NAIFA Pans Proposed AmendmentThe House Financial Services Committee will wait until Oct. 27 to mark up a group of financial regulatory system reform bills.
October 19, 2009
The View From Outside The IndustrySuitability aside, industry representatives remain divided as to what a "harmonized" standard should specify.
October 18, 2009
The View From Outside The IndustrySuitability aside, industry representatives remain divided as to what a "harmonized" standard should specify.
October 14, 2009
Commonwealth Rolls Out Retirement Consulting ProgramThe broker-dealer's retirement program gives advisors access to the retirement marketplace and lets them offer plan-sponsor and participant-level advice.