Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Euro Zone Unemployment Holds Steady
By John SullivanAlthough considered miserable by American standards, the 16-nation euro zone's 10% unemployment in May is a sign that a long and steady deterioration in the labor market may have stopped.
July 01, 2010
B/D Reps Vote for 2010 Broker/Dealer of the YearTwentieth annual rep survey launched at InvestmentAdvisor.com
July 01, 2010
Different This TimeOne of the clear signs that the fiduciary standard has taken center stage among the public is the coverage the issue has received in the...
July 01, 2010
Financial Planning: Some Advisors Need a BoostAs a new fiduciary standard looks more likely, broker-dealer may want to help financial advisors improve their financial-planning skills and resources, a new Aite survey finds.
July 01, 2010
Five Invesco PowerShares' ETFs Get New Names, IndexesAs of July 1, five Invesco PowerShares' 120 ETFs have new names and are linked to new indexes. Their ticker symbols remain unchanged.
July 01, 2010
John Rogers on the Advisor Diversity ChallengeOne of the general sessions of NAPFA's annual conference was a session with John W. Rogers, Jr., chairman and founder of Ariel Investments. He was...
July 01, 2010
Pershing's Mobile AppsWhen cio suresh Kumar talks about Pershing LLC's NetX360 platform that just celebrated its one-year anniversary, he's understandably excited about the 70% adoption rate among...
July 01, 2010
Goldman Sachs Rolls Out New Global Fixed Income FundGoldman Sachs Asset Management, L.P. (GSAM) launched the Goldman Sachs Strategic Income Fund on Thursday, July 1.