Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL Grabs Top Ex-MetLife Team
By Janet LevauxLegacy Financial moves to independence with about $150 million in client assets in Rochester, N.Y.
December 03, 2012
AIG’s Advisor Group Wraps Up Woodbury PurchaseThe combined IBD will have roughly 6,000 advisors with some $125 billion in assets.
December 03, 2012
FSI Adds to Board, ‘Strengthens Focus’ on Small Broker-DealersThe cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.
November 28, 2012
RJ Grabs $800K Ex-Morgan Stanley FA in West VirginiaThe advisor has been in the business since 1978 and has about $215 million in client assets
November 28, 2012
Advisors Giving Back: Commonwealth’s Nelson Ball Does It AllFinancial advisor Nelson Ball has found many ways to support his community and a variety of causes.
November 21, 2012
Holiday Card CrisisI dont know about you, but nothing gives me a warmer, fuzzier holiday feeling than knowing I am a key cog in hundreds of marketing plans across the continent.
November 21, 2012
Raymond James Posts Mixed October Results; Keegan Deal Hikes ProductionFees and commissions drop slightly in October from the prior month, but rise year over year thanks to the Morgan Keegan deal and other factors
November 21, 2012
Royal Alliance Adds Two Teams With $550 Mil in AUMThe independent broker-dealer in Advisor Group says it is reaching out to teams focused on aggressively growing their practices; grabs one big VA group from LPL; another from NPC.