Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
FSI Kicks Off Conference With Standing-Room-Only Crowd
By James J. GreenWith registrants at 753 and with advocacy wins under its belt, the independent broker-dealer group calls for more membership and announces an advisor conference.
January 25, 2013
Johnson Named President of National Planning Corp.John Johnson has been acting in this role for the Jackson National-affiliated independent broker-dealer since November.
January 25, 2013
Top 10 Wealth Management Trends for 2013Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.
January 25, 2013
Raymond James’ New Comp Grid Wins PraiseExperts say its impact on reps should be "neutral," but could have a surprising upside for some reps.
January 25, 2013
AdvisorOne to Report Live From FSI OneVoice 2013Two AdvisorOne editors will be writing, tweeting and live blogging from the Financial Services Institutes annual gathering of broker-dealer executives.
January 24, 2013
FSI Sees Record Attendance for Its OneVoice 2013 ConferenceThe independent broker-dealer association reports more than 740 registrations--including 352 BD execs--for its gathering Monday through Wednesday in San Diego.
January 23, 2013
Raymond James Boosts Sales, Income; Tops EstimatesThe independent broker-dealer improves results from the prior quarter and last year, though its headcount falls from September.
January 23, 2013
LPL Trust Unit Aims to Boost Sales, HiresThe Cleveland-based Private Trust Co. has added two executives and plans to work more with independent advisors affiliated with LPL.