Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Pershing Democratizes Managed Accounts With NetX360 Tech Upgrade
By Joyce HansonPershing Managed Account Solutions' Steve Dunlap says Pershing's NetX360 technology platform has helped bring managed accounts to the mass market.
September 05, 2012
Morgan Stanley Loses Two Teams, Ex-NFL Player to Barclays, AmeripriseThe New York group includes ex-Jets receiver Wayne Chrebet, while the New Haven team moves with close to $1 million in production.
September 04, 2012
Why Focus Only on the Surface Costs of Fiduciary Advice?Its time we started talking about what financial consumers are giving up in return for their free advice.
September 04, 2012
4 Merrill Teams Go Indie With More Than $1BThe breakaway brokers join HighTower and Dynasty Financial in the West.
September 04, 2012
Cetera Rebrands Its Four BDsCetera Financial Group announced Tuesday that it was embarking on a unified rebranding that would change the names of its four broker-dealers, but would not change the way Cetera and its firms operate.
August 31, 2012
RIA Affiliate of LPL Adds 45 Advisors in Q2Independent Financial Partners now has close to 500 advisors, including new independent reps from Wells Fargo, Morgan Stanley and other firms.
August 28, 2012
Janney Grabs UBS Rep, Recruits 25 Advisors Year-to-DateThe firm could finish the year with some 750 employee advisors, Private Client Group President Jerry Lombard said.
August 28, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—Eric Schwartz: VideoEditor-in-Chief John Sullivan talks to the chairman and CEO of Cambridge Investment Research and Division IV winner of the 2012 Broker-Dealers of the Year about customizing solutions for advisors and the importance of culture in a firms success.