Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James Posts 'Modest Improvement' in Private-Client Results
By Janet LevauxFees & commissions for its 6,300 reps are up 2% from last quarter and 8% from last year to $615 million.
July 23, 2013
Brokers failing employersWhat do employers want from benefits brokers? More than what brokers are offering.
July 23, 2013
Brokers failing employersWhat do employers want from benefits brokers? More than what brokers are offering.
July 23, 2013
TD Ameritrade Tops Q2 Earnings Estimates on Strong RevenueThe broker-dealer is also adding a tool for advisors to improve their access to technology on its institutional platform.
July 19, 2013
$866M Wealth Team Joins LPL-Affiliated FirmNorthstar Wealth Partners recruits a successful team of fee-based reps, nearly doubling its assets under management.
July 19, 2013
Securities America Forms Arbor Point Venture for Hybrid AdvisorsThe independent broker-dealer is working with NorthStar Financial on the venture, which offers reps a choice of custodial firms.
July 18, 2013
BDCs, Maligned by Regulators, Find a ChampionDespite recent warnings, Michael Forman of Franklin Square makes a strong argument for including business development companies in a portfolio.
July 18, 2013
Raymond James Gives Advisors Access to New Social Media PlatformFinancial advisors are transitioning to the social media marketing and compliance platform Hearsay Social over the next month or so, the broker-dealer says.