Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James Taps Retirement Exec From Janney Montgomery
By Janet LevauxFrank McAleer, a nearly 30-year industry veteran, comes on board to focus on platform, other tools.
July 16, 2014
Legacy Clients: What’s Missing in the Fee/Commission DebateA discussion on converting clients from commissions to fees raises some interesting points.
July 15, 2014
Senate vote set on NARAB billJohn Nichols said the enactment of NARAB would be a win for insurance agents and brokers, but more importantly its a win for consumers.
July 15, 2014
‘Mutual RIA’ With Advisor Profit Sharing Launched by LPL AffiliatesGood Life Advisor Systems aims to share profits with all of its partnering reps nationwide, not just principals.
July 14, 2014
Germany Still Industry Leader Despite Industrial Output DropA 1.8% decline in German industrial output, the sharpest plunge in more than two years, caused concern recently.
July 14, 2014
Waddell & Reed Fires Fund Manager, Names New PresidentTwo high-profile departures from the firm have caught Morningstar raters' attention.
July 09, 2014
Top 5 broker concernsAflacs Workforces Report for Brokers confirms what many in the industry have been hearing all along: It hasnt been an easy road for brokers.
July 09, 2014
Top 5 broker concernsAflacs Workforces Report for Brokers confirms what many in the industry have been hearing all along: It hasnt been an easy road for brokers.