Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Advisor Headcount Falls 5 Years in a Row: Cerulli
By Janet LevauxWhile total numbers fell, RIA and hybrid channels added advisors and are expected to keep growing over the next five years, the research firm says.
February 10, 2015
What you (and your clients) need to know about telemedicineWith PPACA as law, it's more important than ever for advisors to understand this booming area of healthcare.
February 10, 2015
Raymond James Backtracks on ChargebacksThe firm will cover the cost of mutual fund fee rebates to retirees and charities, rather than having advisors do so.
February 10, 2015
What brokers are doing in wake of Anthem hackThe cyber attack on Anthem has had an impact on brokers, who have moved quickly to address questions from the individual policyholders and business groups they work with.
February 09, 2015
Top 15 States With Most RIAsThe number of RIA firms increased to 31,975, according to SIFMAs 2014 Factbook, despite an active merger year.
February 09, 2015
PE Firm TA Associates Acquires Majority Stake in NorthStar FinancialManagement of CLS Investments, Gemini and Orion will remain, looking to complement organic growth with the private equity firm's capital and expertise in acquisitions.
February 09, 2015
Raymond James Nabs $2.6M Ex-RBC TeamIn addition, a former Merrill Lynch rep affiliates with LPL Financial, and Baird adds an ex-UBS team.
February 09, 2015
Cambridge’s Continuity Partners Group Welcomes First RIAGould Asset Management, with $450 million in AUM, joins 168 Cambridge reps in advisor succession group.