Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Sterne Agee to Buy WRP, Add 350 Reps
By Janet LevauxThe deal could add some $600 million in assets to the Birmingham, Ala.-based firm, which is privately held.
April 04, 2014
LPL Exec Bruton Resigns Over ‘Interactions With Other Employees’Derek Bruton, head of independent advisor services at LPL, steps down after seven years at the IBD.
April 03, 2014
LPL Goes Green With New San Diego HeadquartersThe building is energy neutral, LPL says, and will offer free electric car charging and recycle most of its water.
April 02, 2014
Focus Adds Former FiNet Team, Lebenthal Brings on Morgan Stanley GroupMeanwhile, Securities America picks up a Wells Fargo rep, and United Planners says it had a banner year in 2013.
March 31, 2014
Steady StreamsRyan M. ConnorsJanney Capital [email protected] Water Works (AWK) reported Q4’13 EPS of $0.47, excluding a $0.14/share…
March 31, 2014
Wall Street Bonuses Up 15% in ‘13The average bonus paid to securities-industry employees in New York grew 15% to $164,530 in 2013, according to the office of the New York State Comptroller.Including…
March 27, 2014
First Allied to Expand Mentoring Program for Female RepsThe pilot project will encompass more women affiliated with the IBD and its sister firm Legend Group.