Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Where LPL’s Latest Recruits Moved From
By Janet LevauxIn the fourth quarter, the IBD added 86 advisors with at least $30 million in assets, though net recruiting was weak for the year.
February 16, 2016
LPL Shares Bounce Back, but Outlook Is MixedExpectations for the independent broker-dealer have been downgraded by analysts.
February 12, 2016
Top Portfolio Products: Morgan Stanley Adds Environmental Toolkit to PlatformNew tools to invest with climate change in mind and to support clients emotionally and promote long-term investing.
February 12, 2016
Why Are Advisors Feeling So Blue? A Psychologist to FAs ExplainsNot since 2008 have financial advisors felt so dispirited and turned off, says Dr. Alden Cass, a psychologist who specializes in FAs.
February 12, 2016
LPL Shares Tank on Downgrade, 45% Profit Drop in Q4The IBD says it will begin releasing monthly data and sees lower brokerage sales to come.
February 11, 2016
LPL Misses Earnings Estimates as Profits Sink 45%Revenue for Q4 drops 8% to $1.02 billion for the independent broker-dealer.
February 11, 2016
Morgan Stanley Settles Mortgage Case for $3.2 BillionThe settlement addresses misconduct that contributed to the 2008 financial crisis, New York Attorney General Eric Schneiderman says.
February 11, 2016
Recruiting Roundup: LPL, Stratos Wealth Attract $200M TeamsTwo advisors leave Wells Fargo to join the Scottsdale office of Stratos, a growing hybrid RIA.