Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Dispelling stereotypes is part of the job
By Lori WidmerSarah Skahan is determined to change old-fashioned views on who can be a successful insurance agent.
September 21, 2016
Vermont sets 2017 ACA exchange brokers compThe default fee will continue to be $20 per applicant per month.
September 21, 2016
In 5 Years, Wealth Management Will Be Transformed: Roubini ThoughtLabThe detailed report shows that many financial advisors may not understand how fast wealth management will change in the coming years.
September 20, 2016
Time for Advisors to Move Beyond ‘Fintech Fear’: PwC ReportWhile most wealth managers fear losing business to fintech companies, fewer than half have put fintech at the center of a digital strategy.
September 19, 2016
Paul Ryan: What to Expect if Trump Wins, GOP Controls CongressHouse Speaker Paul Ryan discusses six agenda items Republicans would pursue if the party retains control of Congress and wins the presidency.
September 19, 2016
Digital Client Onboarding: A Key Step Toward Wealth Management Platform GrowthAite Group describes the increasingly important role of automated client onboarding for financial advisors.
September 14, 2016
$550M Merrill Team Goes Indie With Dynasty in FloridaAlso, Raymond James and Wells Fargo add several Morgan Stanley reps; Pavilion Financial to buy Jeffrey Slocum & Associates.
September 14, 2016
Cetera to Sell Legend Group to Lincoln InvestmentThe deal affects about 350 advisors, $6 billion in assets and clients who are retired from teaching and other non-profit jobs.