Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Vanguard Releases New Framework to Calculate an Advisor's Value to Clients
By Bernice NapachThe framework, based on research involving clients of Vanguard's Personal Advisor Services, assigns a high value to emotional outcomes.
September 12, 2019
Triad's Hybrid Platform Nears $2BAbout 30 advisors added $1.3 billion in assets to the business over an 18-month period, according to an executive.
September 11, 2019
Raymond James Kicks Off 25th Annual Women's EventRenée Baker, the firm's new leader of diversity and inclusion, met a crowd of more than 700.
September 11, 2019
XY Planning Network Sues SEC Over Reg BI"Fiduciary competitiveness is being damaged" under Reg BI, XYPN co-founder Michael Kitces tells ThinkAdvisor.
September 09, 2019
13 Best & Worst Broker-Dealers: Q2 Earnings, 2019Most financial companies reported good results in the latest quarter, despite volatility.
September 09, 2019
XY Planning Network Adds Coaching, Tax Services for AdvisorsSales and compliance coaching, along with financial planning and process consulting, are among the latest offerings.
September 09, 2019
RIAs Predict M&A Surge Will Last Several YearsAlmost 40% of RIA principals report valuations are affecting their decisions to consider a sale, DeVoe & Co. says.
September 09, 2019
Morningstar Launches Goals-Based Software for Planning, InvestmentsGoal Bridge lets advisors connect client goals to planning and investment strategies.