Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
New AI Tool Can Open Accounts in Under 20 Minutes: Cambridge
By Janet LevauxThe digital associate, in the early rollout stages, will work with — and not replace — staff, the firm says.
August 12, 2025
Recruiting Deals Offer More Than Money, But the Money's Really Good, TooThere’s a rush to get the assets of longer-tenured advisors before they get locked up in a sunset package.
August 12, 2025
Osaic Adds $4.2B Minnesota Credit UnionBlaze Credit Union was formed in 2024 via the merger of two credit unions with nearly a century of history.
August 12, 2025
11 Best & Worst Broker-Dealers: Q2 Earnings, 2025Nine out of the 11 reporting firms in the sector announced improved results from a year ago.
August 11, 2025
LPL Focus 2025 Draws Record CrowdThe annual event comes at a pivotal time for LPL, following the close of its Commonwealth acquisition.
August 05, 2025
LPL Taps Former McKinsey Partner as Chief People OfficerEmily Field will oversee all HR functions for more than 9,000 employees, according to the broker-dealer.
August 01, 2025
LPL Says It's on Target for 90% Retention as It Closes Commonwealth DealAbout 80 advisors have moved from Commonwealth to other firms since April, according to data compiled by AdvizorPro.
July 31, 2025
Eagles Team Up with JanneyThe two Philadelphia-based groups will focus on promoting conversations about the importance of financial planning.