Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL to Roll Out AdvicePay Tool
By Janet LevauxCreated by Michael Kitces and Alan Moore, AdvicePay lets advisors accept payments via credit card or electronic bank transfer.
May 18, 2020
Advisor Comp May See Big Change Due to COVID-19: Aite GroupThe shift will move from a focus on asset base to one that also includes services provided.
May 18, 2020
3 Steps I Took to Switch Firms in a PandemicThe move went smoothly because I followed key rules that apply to any economic environment.
May 15, 2020
LPL Modeling Program Tops $2BThe service, which lets advisors run custom portfolios and outsource daily tasks, had about $600 million a year ago.
May 15, 2020
Advisors Who Serve(d) in the Military: 2020 SurveyPlease tell us about your military service so we can share your stories this Memorial Day weekend in our ongoing Advisors Who Serve(d) compilations.
May 15, 2020
TD Ameritrade Exec: Advisory Fee Tax Deduction Needed More Than EverSkip Schweiss also discussed the SEC Advertising Rule and gave a warning about Reg BI compliance.
May 15, 2020
Why Goldman's Folio Deal Is Good News for SchwabIt bodes well for the TD Ameritrade deal — and for another big potential player, T3's Joel Bruckenstein tells ThinkAdvisor.
May 15, 2020
Edward Jones: How We're Adapting to the COVID-19 'New Normal'Here are the steps our firm has taken to serve clients through the pandemic while reinforcing our core values.