Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
JPMorgan Gets Restraining Order Against Ex-Advisors
By Jeff BermanThe firm's former advisors resigned from JPMorgan and joined LPL network firm Professional Wealth Advisors, allegedly soliciting clients to follow them.
April 26, 2021
Biden to Set $1M Threshold for Capital Gains Tax HikeThe increase likely affects "three-tenths of a percent of taxpayers," or some 500,000 U.S. households, says the head of the National Economic Council.
April 26, 2021
Which Tax Hikes Are Most Likely?Tax measures floated by President Biden and lawmakers prompt a hot debate; tax experts Greg Valliere and Allison Hutchins weigh in.
April 26, 2021
The Pros and Cons of Being a Data-Driven AdvisorRelying too much on data can make you miss what's most relevant to your business.
April 26, 2021
What to Do About the Return of the DOL RuleBy Dec. 20, broader "prohibited transaction exemption" rules will be mandatory, and advisors will need to comply.
April 26, 2021
Why Family Offices Are in SEC's CrosshairsIndustry officials weigh in on the Archegos meltdown, along with a review of a family office rule that's already on the regulatory agenda.
April 23, 2021
AdvisorEngine Integration With Schwab Advisor Center Completed: Tech RoundupAlso, Envestnet | MoneyGuide has teamed with Oyster Consulting to offer paraplanning services to mutual clients.
April 23, 2021
Biden's Capital Gains Tax Hike Wouldn't Just Hit the Wealthy, Advisors SayJeffrey Levine and other advisors discuss how to position clients, including non-millionaires, for this potential tax increase.