Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LUMINARIES FAQ: How to Participate in ThinkAdvisor's New Awards Program
By Janet LevauxThere are two weeks left to nominate advisors and firms for our new, pioneering recognition program. Here's what you need to know.
April 30, 2021
Raymond James Touts Success of Its Beefed-Up Recruiting PackagesThe company's advisor headcount rose in Q2, CEO Paul Reilly says.
April 30, 2021
Fintech Firm Launches AI-Driven Digital Assistants for Advisors: Tech RoundupAlso, Signal Advisors raises $16 million to build an end-to-end platform for independent advisors.
April 29, 2021
Biden Tax Proposal Would Kick In at Over $500K for CouplesThe new top 39.6% tax bracket, proposed in the American Families Plan, would encompass less than 1% of taxpayers, says a White House official.
April 29, 2021
Shirl Penney: Why Biden's Tax Plans Could Push More RIAs to Sell NowDynasty Financial Partners' CEO weighs in on topics from Bitcoin and going back to the office to the All Blacks rugby team and horse racing.
April 29, 2021
Robinhood to Double Its Registered Rep Force in 2021The recruits will provide customer service, not investment advice, the company says.
April 28, 2021
Capital Gains, Income or Estate Tax Changes: Which Would Have Biggest Impact?The Buckingham Wealth chief planning officer asked his Twitter followers to vote.
April 28, 2021
Mariner Wealth Sells Small Stake to Private Equity FirmLeonard Green & Partners' investment will help the RIA "continue our expansion and hiring of talent" said Mariner CEO Marty Bicknell.