Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
6 Ways to Adapt Your Investment Offerings to the Digital Age
By Christopher A. ZookAs interest rates remain low and investors gravitate to tech platforms, advisors must evolve or die.
September 29, 2021
How a CPA Partner Can Boost Your PracticeAdding tax services can help advisors stabilize income, increase cash flow and give their practice more flexibility.
September 29, 2021
The History of the Financial Planning Profession, Part 1Let's take a look at how the profession has evolved so we can better understand where it's going.
September 28, 2021
Fidelity Rolls Out Fractional Share Trading for AdvisorsFractional share trading for stocks and ETFs is now available through Wealthscape,Fidelity's advisor technology platform.
September 27, 2021
A Strategy for When Your Friends Are Chosen for YouWhen chance or circumstance throws you and new people together, silence can be less than golden. Here are some pointers.
September 27, 2021
FINRA Dings Ex-UBS Rep for Failing to Repay Promissory NotesThe wirehouse had alleged its former advisor failed to repay more than $540,000 when he resigned.
September 27, 2021
Barred Broker With 37 Client Complaints Hit With SEC Fraud ChargesMichael Shillin is accused of deceiving more than 100 clients on matters including insurance, pre-IPO shares, taxes and retirement accounts.
September 24, 2021
This Top Raymond James Annuity Broker Runs a Record Label, Too"I should make an album: "Music for Emailing,'" jokes advisor Jeffrey Oster, who plays trumpet and flugelhorn.