Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Why BofA Is Bearish on Markets and Sees 'Rates Shock' Coming in '22
By Nikos ChrysolorasStrategists also share recommendations, like taking long positions in certain sectors, the U.S. dollar and real assets.
November 19, 2021
FINRA: Ex-Edward Jones Rep Made Over 800 Unauthorized TradesFINRA suspended and fined the former broker, saying he also falsely identified himself as a senior vice president of a clearing firm.
November 19, 2021
How Advisors Can Keep Up With Tax Changes: Jeff LevineThe CPA and planner is widely followed for his breakdowns of crucial tax and retirement legislation. He told us how he does it.
November 18, 2021
Top 20 RIA Wealth Management Firms of 2021RIA Database ranked firms with clean regulatory records that primarily serve individuals.
November 18, 2021
David Blanchett: More Retirees Are Shunning RolloversMore retirees are keeping assets in workplace plans longer, and that has implications for advisors, Blanchett says.
November 18, 2021
Envestnet Adds Structured Products, Teaming With Goldman Spinoff: Tech RoundupAlso, Goldman Sachs Advisor Solutions picks InspereX's BondNav as fixed income market tech for independent RIAs.
November 18, 2021
Thomas H. Lee Advisory Partner Buys Stake in $2B Austin RIAKent Weldon, who is also a Morgan Stanley alum, is backing an RIA led by Merrill Lynch veteran Russ Norwood.
November 18, 2021
'It's Still Early': Bob Oros Says RIA Acquisitions Will Continue for YearsThe Hightower CEO tells ThinkAdvisor about his ideal acquisition and why a deal shouldn't just be about the economics.