Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Rich Wall Streeters Face Shock Tax Hike While Rest of Wealthy Escape
By Laura Davison and Devon PendletonSenator Joe Manchin supports ending the carried interest tax break and increasing IRS audits but has rejected raising the $10,000 SALT deduction.
July 28, 2022
How to Help Nervous Clients NowInvestors don't want wishy-washy conversations about the markets; they want to stress test their portfolios.
July 28, 2022
The 3 Top Issues at Industry Events NowFinancial-services conferences are shining a spotlight on the importance of social media and supervising electronic communications.
July 28, 2022
Manchin Spurns SALT-Cap Expansion in Economic Agenda BillThe writeoff is politically important in high-tax areas including New York, New Jersey and California.
July 27, 2022
SEC Hits JPMorgan, UBS, TradeStation for Identity Theft ViolationsThe three firms had deficiencies in programs to prevent customer identity theft, violating the SEC's Identity Theft Red Flags Rule, or Regulation S-ID.
July 27, 2022
8 Ways Advisor Clients Feel More ConfidentA Nationwide survey found advisor clients felt better about a number of financial matters.
July 27, 2022
CEO Shares 10 Lessons From 25 Years in Wealth ManagementSince his start at Merrill, PFI Advisors CEO Matt Sonnen has learned that not all is what it seems.
July 27, 2022
Fed Hikes 75 Basis Points Second Time, Signals Third is PossibleCriticized for misjudging inflation and being slow to respond, officials are now forcefully raising interest rates to cool the economy.