Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
This Spending Strategy Outperforms 4% Rule, With a Catch
By John ManganaroFailing to discuss this "catch" with clients could lead to confusion, Morningstar's Christine Benz writes.
May 08, 2023
7 No-Nos When Switching FirmsMoving to a new firm can be a perilous undertaking without the proper preparation and execution.
May 05, 2023
Raymond James Preps for DOL's Independent Contractor ProposalLeaders at Raymond James say they're getting ready for both best- and worst-case scenarios.
May 05, 2023
What's Next for First Republic Advisors & JPMorgan?Will JPMorgan "roll out the red carpet?" If not, more advisors may leave, Tim Welsh says.
May 04, 2023
In-Plan Income Has Arrived (and It's Coming for Your Rollovers)Annexus' Dave Paulsen talks income trends and shares a warning for advisors who ignore workplace retirement plans.
May 04, 2023
Workplace Flexibility Creates New Challenges for Women in Retirement FieldAdded autonomy has blurred the lines between home and office, helping and harming workers with caregiving responsibilities.
May 04, 2023
Merrill to Pay $1.4M Over Cold CallingAdvisor trainees called numbers on do-not-call lists, according to New Hampshire regulators and FINRA.
May 03, 2023
New Study Shows Ties Between Personality, Estate PlanningNew research finds certain personality traits are connected with legacy planning preferences and overall financial health.