Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Proven Strategies for Adding Top Advisors to Your Firm
By John ManganaroNeed to source great talent for your wealth management firm? Consider these insights from two recruiting experts.
June 08, 2023
Ex-Morgan Stanley Advisor Pleads Guilty to Money LaunderingThe ex-broker took more than $1.5 million from two close relatives who were clients, the prosecutor said.
June 08, 2023
Former SEC Chair Jay Clayton: Regulators Can't Bow to TechWhile too much regulation is a bad thing, so is too little, argues former SEC Chair Jay Clayton.
June 08, 2023
Schwab Soups Up Direct Indexing for RIAsEnhancements include easier onboarding, a new RIA dashboard and increased ability to personalize investments, Schwab says.
June 07, 2023
Mercer Gains One More InvestorAltas joins the RIA's other investors: Genstar Capital, Oak Hill Capital and over 300 Mercer employees.
June 07, 2023
Advisors Must 'Go Out Into the Community': TCI Wealth CEO"The perception of our industry has been one of advisor and company first, client third," Bob Swift says.
June 07, 2023
BNY Mellon CEO: Caution on Emerging Tech Can't Spell ComplacencyThe firm's $3.5 billion annual tech budget is money well spent, Robin Vince says.
June 07, 2023
Cetera Snaps Up $1.4B RIA in KansasThe hybrid RIA and BD's acquisition of The Retirement Planning Group in Leawood adds 14 advisors to Cetera.