Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Fintech Firm CAIS Launches Alternative Investment Platform
By Jeff BermanThe web-hosted software was designed to centralize and streamline fund workflows for advisors.
October 24, 2023
7 Client Portfolio Nightmares, Resolved: Advisors' AdviceAdvisors told us how they stopped these petrifying portfolio blunders from haunting their clients.
October 24, 2023
LPL Adds Tax Planning Service for AdvisorsThe offering pairs the firm's tax professionals with advisors to create proposals to improve clients' financial outcomes.
October 23, 2023
J.P. Morgan Wealth to Add Support for Branch-Based AdvisorsThe company is also adding a fourth divisional head as it restructures the wealth management division.
October 20, 2023
New Custody, Clearing Firm Launches With Ex-Hightower Exec at HelmCatherine "Cat" Davies, previously Hightower chief solutions officer, was picked to lead Innovayte.
October 20, 2023
Commonwealth to Open, Hire Staff for New Home OfficeThe expansion comes as other big firms close offices and conduct layoffs.
October 19, 2023
Ex-Broker Who Used Client Funds to Pay Taxes, Buy Race Car Items Gets 10-Year SentenceThe judge also ordered the former broker to pay $3.5 million in restitution.
October 18, 2023
Hybrid RIA Concurrent Adds Schwab as Custodial Option for AdvisorsConcurrent, a former OSJ with Raymond James, relaunched this year as a hybrid RIA.