Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
SEC Names New Enforcement Director
By Melanie WaddellDavid Woodcock, currently a partner at Gibson, Dunn & Crutcher, will start his new SEC post on May 4.
April 06, 2026
11 Icebreakers to Help Get Your Point AcrossAdvisors would do well to keep these short statements in their back pocket; they could come in handy.
March 31, 2026
Cetera Taps Zocks' AI Assistant for AdvisorsThe firm's financial professionals can now automate administrative, meeting and client onboading tasks.
March 27, 2026
Cetera Discloses Data BreachThe unauthorized access at the wealth management firm involved one employee email account.
March 26, 2026
Capital Group to Buy LA Headquarters Tower, Plans Charlotte HubThe active fund manager intends to eventually base more than 2,100 employees at the 55-story tower.
March 25, 2026
How Advisors Can Tap the $25T Mass Affluent Market: CerulliThis younger market, research finds, comprises 46.9 million households and is looking for involved advisor relationships.
March 25, 2026
4 Ways to Build Trust From the Get-GoThe best first meetings with prospects move beyond a checklist and focus on identifying alignment and establishing trust.
March 25, 2026
11 Predictions for Advisor Movement in 2026Diamond Consultants expects at least one big-name acquisition this year.