Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Things to Do When You Need to Boost Business
By Bryce SandersYou may not feel like doing business now, but spring is a great time to ring the cash register.
April 08, 2022
Nearly All Merrill Brokers Expected to Shift to Teams by 2030While it's unclear if teaming will be required, such a mandate could prompt some advisors to flee, recruiters say.
April 08, 2022
Creative Planning Announces 3 More RIA DealsThe latest announced acquisition for the firm is Illinois-based Heritage Way Advisors, with $450 million in AUM.
April 07, 2022
4 Ways RIAs Can Create Better Performance ReportsClients respond to a clear, attractive portfolio report that's tailored to their needs.
April 07, 2022
CI Financial Plans IPO for U.S. Wealth UnitThe news comes a week after it moved to buy the wealth business of RIA Eaton Vance WaterOak Advisors from Morgan Stanley.
April 06, 2022
How the Monte Carlo Simulation Helps Close BusinessA detailed conversation with your client or prospect will take several steps in order to persuade them to invest.
April 06, 2022
Jeffrey Levine: 10 Ways IRS' Secure Act Regs Affect Planning, RMDsThe CPA breaks down the proposed regulations, including some provisions that surprised retirement and estate planners.