Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Reasons Your Friends Aren't Doing Business With You
By Bryce SandersThere are logical reasons why friends hesitate to become clients. And easy ways to overcome them.
July 15, 2022
LPL Taps Former BNY Mellon, Merrill Exec for Banking RoleBill Sappington will focus on new banking and lending services for LPL Financial's affiliated advisors and their clients.
July 15, 2022
TD Ameritrade Makes More Thinkorswim Enhancements: Tech RoundupAlso, Schwab Advisor Services introduces new enhancements to its onboarding capabilities.
July 14, 2022
Cetera Reports More Than $3.6B in New Assets For Q2The record result followed key additions to its sourcing and engagement team, the firm says.
July 14, 2022
Wall Street Chiefs Stare Down Recession Fear With Upbeat OutlookJPMorgan CEO Jamie Dimon and Morgan Stanley CEO James Gorman are bullish despite their firms reporting second-quarter results that missed expectations.
July 14, 2022
Schwab Renames Private Client OfferingTimothy Welsh calls the change a "signal Schwab wants to compete more broadly with a full-service offering."
July 14, 2022
David Canter to Join Kestra's Bluespring as PresidentThe news comes two days after Fidelity said Canter would step down as head of its RIA segment.
July 13, 2022
Integrated Partners Picks Up Exec From BNY MellonStephen Kolano has joined Integrated as Family Office managing director.