Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
JPMorgan Settles With Advisors Who Jumped to LPL-Affiliated Firm
By Jeff BermanThe temporary restraining order that J.P. Morgan Securities had obtained against the breakaway advisors has been lifted.
August 23, 2021
LPL Exec Burt White to RetireWhite joined LPL in 2007 and is its managing director, Investor and Investment Solutions, and chief investment officer.
August 23, 2021
Envestnet Enhances Recommendations Engine for AdvisorsThe engine includes a data connection with Fiduciary Exchange to provide annuity insights.
August 20, 2021
T3 Conferences Postponed Until 2022 Due to Delta VariantAn increasing number of participants have expressed concerns in recent days, Joel Bruckenstein, T3 president, tells ThinkAdvisor.
August 20, 2021
Schwab Provides Pandemic Pay Raise, Delays Office ReturnThe firm is giving most employees a 5% raise in recognition of their service to clients and each other during the pandemic, it says.
August 19, 2021
SEC Bars Ex-LPL Rep Who Stole More Than $600K From Retired ClientThe ex-LPL broker pleaded guilty to one count of wire fraud in May.
August 19, 2021
Ritholtz: Biggest Threat to Economy, Market Is Vaccine RefusalThe low U.S. vaccination rate could put "a persistent drag on the economy" if it doesn't rise soon, he tells ThinkAdvisor.
August 19, 2021
American Express Teams With Startup on Financial Planning Tool: Tech RoundupAlso, RIA Altium Wealth Management has introduced Altelligence, a new investment platform.