Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Latest Senate Spending Plan Includes $1.5T in Tax Hikes
By Laura DavisonThe measure doesn't include any expansion of the state and local tax, or SALT, deduction, despite weeks of negotiations.
December 10, 2021
Ex-LPL Rep Sentenced to 2½ Years in Prison for Stealing From Retired ClientThe former broker was also ordered to pay $639,580 in restitution and a special assessment of $100.
December 09, 2021
Advisors Help Make Investors Very Happy: StudyThose working with a financial advisor are three times happier than those managing their own money. Here's why.
December 09, 2021
RIA in a Box Bought by ComplySci: Tech RoundupAlso, Riskalyze adds Pulse 360 to its advisor productivity suite, and Broadridge appoints Dipti Kachru as global CMO.
December 09, 2021
10 VIPs Tell Us the Biggest Issues on Their Minds & What Advisors Can Do About ThemAn array of experts including Liz Ann Sonders, Ric Edelman and David Blanchett told us which issues they're watching closely.
December 08, 2021
Why Educating Clients Is Critical to Advisors' SuccessJacob Gold, a professor and third-generation financial planner, explains the value of helping others boost their financial literacy.
December 08, 2021
Institutional Investors Confident Going Into 2022: SurveyDespite the threat of supply chain disruptions and ongoing COVID-19 concerns, those managing $13 trillion see plenty of growth potential.
December 08, 2021
Watch Out for This Tax Bomb: Jamie CoxThe advisor and Wall Street Journal expert panelist shares his views on the latest economic issues and financial regulation.