Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Americans Divided in Their Views of the Economy: Edward Jones
By Michael S. FischerA new survey examines how economic concerns sway investors' financial decisions.
February 14, 2022
Why Working With Strippers Makes Sense for Financial Planners"There's value to working with stigmatized groups and in markets that aren't overly saturated," CFP Lindsey Swanson says.
February 14, 2022
How Pricey Is Valentine's Day This Year?LPL's chief market strategist reviews the cost of staying home, dining out, traveling and buying jewelry for your sweetheart.
February 11, 2022
SEC Orders Robo-Advisor to Pay $300K for Misleading ClientsWahed Invest allegedly advertised nonexistent proprietary funds and falsely promised clients it would rebalance their accounts.
February 11, 2022
Ex-Schwab Rep Who Bilked His Dad, Other Clients Gets 16-Plus Years in PrisonThe former broker pleaded guilty to defrauding 12 investors out of more than $3.3 million.
February 11, 2022
What 11 Advisors Learned From Rejection: Advisors' AdviceNo one likes to be rejected by a prospective client, but as an advisor, it can actually help you build your business.
February 11, 2022
Wirehouse Advisors Are Still Proving Their Worth: CerulliFirms in other channels can take cues from them on advisor retention and growth strategies, Cerulli writes.
February 10, 2022
Study Shows Opportunity for Advisors Amid Inflation, VolatilityNearly half of millennials who do not work with a financial professional are considering it, research found.