Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Sanctuary Wealth Adds Another Billion-Dollar Wirehouse Team
By Jeff BermanSLK Private Wealth had advised on over $1.6 billion in client assets at Wells Fargo Advisors.
September 13, 2022
Penny Phillips, Dave Welling, Jason Wenk: How to Serve More Clients, BetterThe three CEOs highlight how advisors can embrace change and build trust.
September 12, 2022
Ric Edelman Takes Stake in Financial Planning Engagement PlatformThe latest funding win for Lumiant follows a $3 million investment by strategic investor Savant Wealth Management.
September 12, 2022
Small RIAs vs. 'Meta-Acquirers': Who Has the Advantage?David DeVoe and Brian Hamburger debate the influence of RIA consolidators, private equity, asset managers and insurers.
September 12, 2022
Gen Xers Are Worried About Inflation, Skeptical of Advisors: State StreetCurrent market conditions could make now a good time to build trust with these investors, according to State Street Global Advisors.
September 09, 2022
Sanctuary Wealth Picks Up 2 Advisor Teams From MerrillThe breakaway teams had a combined $1 billion in client assets under management.
September 09, 2022
Ex-LPL Rep Pleads Guilty to Witness Tampering, FraudThe barred broker pleaded guilty to fraud and identity theft last year but scrapped the plea deal.
September 09, 2022
Former E-Trade CEO Tapped to Lead VestmarkKarl Roessner replaces Mike Blundin, who is now president and COO.