Schwab Must Pay $1.3M After Scam Snags Elderly Client
By Dinah Wisenberg BrinFunds were wired from an 82-year-old customer's trust account to a crypto firm, his sons' lawyer says.
September 10, 2026
Why the Envestnet-Vestmark Deal Matters for AdvisorsThe transaction, experts say, will increase advisors' capabilities while moving Envestnet further into the BD space.
September 09, 2026
The Wealth Transfer Is a Retention Event You're Already LosingGetting ahead of the trillions set to be passed down is more than a balance sheet to-do item.
September 09, 2026
Envestnet to Buy VestmarkWhile Envestnet has focused on indie BDs and RIAs, Vestmark is geared to wirehouses and others with institutional-grade trading operations.
September 09, 2026
Do Your Clients Know the New Charitable Deduction Rules?The OBBBA made substantial changes to how American taxpayers deduct contributions to charities.
September 09, 2026
Where Advisors Find Value, and Risk, in AI: MorningstarAdvisors say generative AI saves them time, but many are shocked by the costs, new research finds.
September 09, 2026
Hightower Signature Wealth Adds $1.6B Massachusetts FirmBoston Hill Advisors joins the national wealth management practice with a staff of 18, including 11 advisors.
September 08, 2026
Siegel, Doll Question Stock Run-Up if Rates Rise Further"The principal risk to equities is no longer recession," Jeremy Siegel says; Bob Doll sees a warning in the bond market.