Client Sues Advisor, MassMutual Over Premium-Financed Life Strategy
By Allison BellThe plaintiff says the advisor should have used a 1035 exchange to get him a better deal.
August 27, 2025
MAI Capital to Unite With UHNW-Focused Evoke AdvisorsSenior executives say the deal will elevate the scope and quality of services provided to their combined clients.
August 26, 2025
IRS to Leave Interest Rates Flat in Q4For individuals, the rate for overpayments and underpayments will be 7% per year, compounded daily.
August 26, 2025
Perfectionist? Achiever? Investigator? How Clients' Personality Type Informs Their Investment StyleAwareness of nine personal styles through the Enneagram can help advisors better relate to clients, author Benjamin Tan maintains.
August 26, 2025
Northern Trust Sues Ex-Employee, Saying He Stole From a ClientThe firm alleges a former relationship advisor made unauthorized transactions from a client's account.
August 26, 2025
HNW Client Segment to Hit $30T by 2028: CerulliWealth creation and concentration among highly affluent households have surged in recent years — with more growth coming.
August 26, 2025
Rep Violated Reg BI With Excessive Trades: FINRAJoseph Kelly of Spartan Capital Securities excessively effected transactions in the accounts of four retail customers, FINRA found.
August 26, 2025
7 Cities Where a Luxury Home Costs Less Than $1MIn early 2025, the U.S. mean luxury home sale price was $1,348,065 — up 88% from 2015, Redfin finds.