Behavioral Finance
Read about the behavioral finance factors that affect clients and that help advisors tailor the best financial plans and portfolio strategies for investors.
FINRA Just Made It Easier for Family Offices to Buy IPOs
By Emily ZulzFINRA has clarified that family offices count as investment advisers when purchasing equity IPOs.
May 19, 2017
Rep. Jeb Hensarling — Dodd-Frank Doomsayer: The 2017 IA 25Financial Choice Act moves to the full House, but doubts persists as to whether theres appetite in Congress to deal with Dodd-Frank reform.
May 09, 2017
Fintech Firms Primary Targets for Cybercrime AttacksThe growth in attacks outpaced the number of transactions by 50%, according to a report by ThreatMatrix.
May 08, 2017
Annuity Issuers Size Up Benefits M&A MarketExecutives at Lincoln National and Prudential say recent transactions have looked expensive.
May 04, 2017
Bill to Replace Dodd-Frank, Kill DOL Fiduciary Rule Passes House PanelAfter three days of raucous debate, the Financial Choice Act passed the House Financial Services Committee by a 34-26 vote.
May 01, 2017
Dick Wagner: The Conscience of a ProfessionFinancial planners share the impact the late Wagner had on their careers and the industry.
April 28, 2017
Sen. Warren: Financial Choice Act an ‘Insult to Working Families’The bill is "immoral" and about throwing people under the bus so that lobbyists can do the bidding of Wall Street, Warren said Friday.
April 27, 2017
House Dems to Hold Hearing on Financial Choice ActSen. Elizabeth Warren will be among the witnesses.