7 Exclusions From the Fiduciary Rule ‘Investment Advice’ Definition
By Marcia S. Wagner, J.D., Stephen J. Migausky, J.D., Livia Quan AberThe rule, or something like it, could still take effect. Better be prepared.
October 06, 2017
ICOs Will Stay in SEC’s Enforcement CrosshairsIn short, the SEC will be looking at initial coin offerings for violations of the sort they routinely look for in other contexts.
October 05, 2017
The Hepatitis C Market Is Worse Than Wall Street ThinksThe drugs cured many of the people with the disease and insurers bargained hard.
October 05, 2017
Life Insurance As a Retirement AssetThe author sells selling a policy is one way to help clients cope with income volatility.
October 05, 2017
The Post-Policy Republicans Are in ControlThe author says reliance on unfocused resentment has hurt Republicans ability to govern.
October 04, 2017
Estate Planning for Users of Assisted Reproductive TechnologyToday, parentage can come in at least three different types.
October 04, 2017
The 3 Best Ways Indie Firms Can Add Female AdvisorsThe industry knows it needs to diversify, and steps being highlighted at the Ladenburg Institute of Women & Finance Symposium can help.
October 04, 2017
Trump Tax Reform Plan Could Roil Small-Business RetirementWhile many small-business clients would welcome the lower tax rate for pass-through income, it could hinder these clients retirement planning options.
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