Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
May 29, 2017
When Do Advisors Have Custody Relief?
February 27, 2017
What Do You Do When the FBI Is at Your Door?
January 30, 2017
IRS Eyeing Micro-Captive Insurance Transactions
December 22, 2016
With White’s Departure From SEC, Hopefully the Bullying Will End
November 21, 2016
3 Critical Areas Regulators Are Watching
October 24, 2016
SEC Announces Reporting Changes for Advisors on SMAs, Performance
August 22, 2016