Marlene Y. Satter

December 20, 2012

SEC, FINRA Enforcement Roundup: Allianz, TheStreet Charged

December 18, 2012

New Hire Roundup: Beale, Kayajanian Join Security Benefit; DOL Picks New ERISA Council Members

December 14, 2012

Top Portfolio Products: PowerShares ETF Wins Sharpe Award; Wasatch Rolls Out New Fund

December 13, 2012

SEC Enforcement Roundup: Hedge Fund Manager Fined $44 Million in China Scheme

December 12, 2012

New Hire Roundup: Commonwealth’s Tedesco Honored

December 07, 2012

Top Portfolio Products: Ultra Short-Term Bond Fund From T. Rowe

December 07, 2012

SEC, FINRA Enforcement Roundup: Insider Trading Ring Busted; Raymond James Hit

December 06, 2012

New Hire Roundup: Layton to Run Neuberger Berman Wealth Group; New SIFMA Board Member

November 30, 2012

Top Portfolio Products: Schwab, Piper Jaffray to Boost Muni Bond Access

November 29, 2012

SEC, FINRA Enforcement Roundup: Fund Execs First to Face Charges of Overvaluing Assets