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Morgan Stanley Loses Another FINRA Fight Over Deferred Comp
News June 03, 2024 at 02:50 PM
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What You Need To Know
- Morgan Stanley must pay about $1.1 million to a pair of its former advisors who accused the firm of failing to pay deferred compensation.
- The new order comes as the firm continues to seek court intervention after a string of arbitration panel losses.
- Morgan Stanley asserts that its compensation arrangement is fair and transparent — and not to be viewed as a retirement plan subject to ERISA.
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