Close Close
Popular Financial Topics Discover relevant content from across the suite of ALM legal publications From the Industry More content from ThinkAdvisor and select sponsors Investment Advisor Issue Gallery Read digital editions of Investment Advisor Magazine Tax Facts Get clear, current, and reliable answers to pressing tax questions
Luminaries Awards
ThinkAdvisor

Regulation and Compliance > Federal Regulation > SEC

SEC Names Veteran Staffer to Lead Whistleblower Office

X
Your article was successfully shared with the contacts you provided.

What You Need to Know

  • Nicole Creola Kelly has been with the SEC for more than two decades.

The U.S. Securities and Exchange Commission has appointed veteran staffer Nicole Creola Kelly as chief of its Office of the Whistleblower.

Kelly, who has been with the SEC for more than two decades, most recently was senior special counsel in the Office of the General Counsel. She also served as counsel to former SEC Chairwoman Mary Jo White and former SEC Commissioner Kara M. Stein, and has had stints in the Enforcement Division’s Complex Financial Instruments Unit and whistleblower office.

“I am grateful for the opportunity to work once again with the talented and dedicated staff of the Office of the Whistleblower,” Kelly said. “Over the course of my career, I have witnessed firsthand both the critical impact that whistleblowers can have on our investigations and the many sacrifices they make in shining light on misconduct.”

Gurbir S. Grewal, the SEC’s director of enforcement, said in a statement that Kelly’s extensive experience at the SEC makes her well-qualified to serve in her new role.

“The whistleblower program has been tremendously valuable, and I look forward to working with Cree on its continued success,” he said.

According to its 2020 report to Congress, the whistleblower program has distributed more than $500 million in whistleblower awards since its founding a decade earlier.

(Photo: Diego M. Radzinschi/ALM)


NOT FOR REPRINT

© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.