LPL Financial says Mike Duffy and Happiness Wealth Management have joined its broker-dealer and hybrid registered investment advisor platforms from Merrill Lynch. Duffy is the author of “The Happiness Book” and leads related projects like the Happiness Hall of Fame.
According to LPL, San Carlos, California-based Happiness Wealth Management is gives 10% of its net profits to charity, especially homelessness causes.
Duffy spent the past 10 years at Merrill Lynch and the decade prior to that with Banc of America; he first worked in the industry at Paine Webber (1995-1996) and Citicorp (1996-1999), according to his FINRA BrokerCheck record.