We have extended the Top Wealth Manager Quarterly Pulse Survey for Q4 2010 through March 15th. Registered investment advisors (RIAs) with $50 million or more in assets under management (AUM) can take the survey right now. Now, RIA firms can be registered at the state or SEC level, as long as they meet the rest of the criteria. Completing the survey is the first step for a firm to be eligible for the Top Wealth Managers Quarterly ranking.
Click here to review eligibility criteria and take the survey.
Only ADV-reported AUM is eligible to be included in the minimum $50 million in AUM.
Please note, commission assets are ineligible. This category includes brokerage account assets and any assets on which the firm received an immediate or ongoing service commission or trail.