Close Close
Popular Financial Topics Discover relevant content from across the suite of ALM legal publications From the Industry More content from ThinkAdvisor and select sponsors Investment Advisor Issue Gallery Read digital editions of Investment Advisor Magazine Tax Facts Get clear, current, and reliable answers to pressing tax questions
Luminaries Awards
ThinkAdvisor

Regulation and Compliance > Federal Regulation

Can Derivatives be Tamed?

X
Your article was successfully shared with the contacts you provided.

Obama Proposes OTC Derivatives Reform: The Obama administration sent suggested wording for legislation that will regulate OTC derivatives, including credit default swaps (CDS), to Congress. The plan calls for OTC derivatives markets to be “comprehensively regulated for the first time.” Read more.
Comments? Please send them to [email protected]

New BLOG: Regulatory Reason

WealthManagerWeb is delighted to introduce a new blog on re-regulation and compliance by Knut A. Rostad.

Disclosures and Evoking the Lewis Liman Defense: U.S. District Judge Jed Rakoff wants to find out why the SEC accepted a $33 million settlement in light of its allegations that Bank of America failed to disclose that bonus payments were authorized for up to $5.8 billion. Rakoff called the fine “strangely askew.” Read more.


NOT FOR REPRINT

© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.