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How Vanguard's New Robo Could Transform the Digital Advice Market
“Anytime Vanguard enters an industry it’s a big deal,” said David Goldstone of Backend Benchmarking.
California Keeps Electronic Disclosures Alive
The insurance commissioner will have to report by Jan. 1, 2022, on how well electronic communications are working.
Medigap Rejection Rates Might Be Rising: Gen Re
The overall 'approved and placed' rate was the lowest it's been since at least 2014.
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Finding the right marketing solution for your advisors.
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Regulatory Update: Roundup of 10 Recent FINRA and SEC Violations and Penalties
Review these scenarios to make sure you avoid FINRA & SEC penalties.
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It’s easy for modern communication methods to expose your firm to risk. Find out how to ensure you remain compliant!
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