NU Online News Service, Jan. 27, 3:35 p.m. – Sage Consulting & Wealth Preservation Inc., Saratoga Springs, N.Y., has agreed to join M Financial Group, Portland, Ore., a national financial services marketing consortium.
Aligning the enforcement date with that of the SEC’s Regulation Best Interest is "helpful" to CFP professionals given the "significant overlap in the two sets of standards," said CFP Board Chair Susan John.
Some will increase the number of ETFs; others could restrict it.
The joint summary explains the compliance implications for qualified opportunity funds under federal and state securities laws.
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